Let jobs find you. Setup Email job alerts to don't miss
your opportunities.


Please sign in to perform this function

Sign in by:

HSBC Vietnam

Assistant AML Investigation and Analysis Manager (GCB6), External Investigative Reporting

HSBC Vietnam
Updated: 09/11/2019

Employment Information

  • Work location: Ho Chi Minh


  • Industry: Banking

    Deadline to apply: 08/12/2019

  • Job level:

Job Description

In this role, you will:

  • Manage the AML investigation at level 3 of the GS FCTM model to ensure compliance with the Anti-Money Laundering Policy and guidance for Transaction Monitoring, Unusual Activity Reporting & Alert Investigations, and Law Enforcement Enquiries.
  • Responsible to ensure a consistent approach is followed while deploying strategy for EIR to achieve its key PLA metrics.
  • Maintain a strong network amongst EIR, FCR Operations locally and regionally to continuously drive best practices.
  • Facilitate enhanced process efficiencies and ensure consistent quality is reached.
  • Develop MI Reports & Other productive tools for EIR.
  • Drive engagement in the EIR team via regular manager review & observation sharing for a continuous improvement of the investigation process, quality and productivity.
  • Analyze MI and collaborate with the QA / Training team to identify training needs for EIR.
  • Leverage from the EIR teams across all locations for knowledge management and sharing.
  • Play a key function (anti-money laundering investigation) of the FCTM to support in identifying and containing financial crime risks; deter, detect and protect the Bank from financial crime risks.
  • Escalate issues which could have a probable business impact.
  • Competent authorities as per requested from the local regulators and nominated / assigned by the Bank.
  • Effectively cascade any process related communication to all stake holders to share best practice and learning points from to the site and across all FCTM teams.
  • Interact and maintain an effective relationship with regional and local counterparts - FCC, LOBs, GFs, HTS - on matters related to EIR. Establish effective relationships across ASP sites to drive a “Joined Up” approach and ensure consistency in Group / Regional EIR strategy deployment.
  • Ensure adequate development and training is provided to EIR members to improve skills and competencies to meet with Global Standards.
  • Responsible for ensuring that at the conclusion of each investigation, a comprehensive recommendation is to be made whether a Suspicious Activity Report (SAR) should be filed or not.
  • Responsible for identifying possible violations of law or regulation (e.g., structuring, suspicious wire activity through a non-cooperative country, foreign corruption).
  • Responsible for coordination, liaison and tracking of the Investigations Exchange Programme for the Country EIR team.
  • Work with the team members to ensure no High risk and/or Repeat finding during Group audits, BRCM, FCRA reviews are identified.

Job Requirement

To be successful in the role, you should meet the following requirements: 

  • Diploma / Bachelor degree
  • 3-5 years of experience in Banking / Finance,  
  • Knowledge of HSBC core banking systems is preferable
  • Teamwork spirit and able to train other people
  • Ability to work independently with minimal supervision
  • Exhibit strong investigative and analytical skills
  • Strong communications and coaching skills, particularly competent with English written and spoken skills.
  • Ability to interpret and disseminate complex data and perform analysis as required by the business.
  • Ability to understand and implement Group risk management policies
  • Ability to effectively organize work schedules and manage multiple tasks by utilizing time management skills;
  • Experience in local law enforcement agency policy & procedures. 

FCTM (or equivalent environment) knowledge and experience:

  • Relevant work experience (e.g. Customer Due Diligence, Investigation, Quality Assurance) which allows role holder to have the ability to recognize suspicious financial activities
  • Experience in undertaking investigations/ analysis to customer activity with the ability to draw inferences from the information 
  • Experience in compilation of reports and /or SARs reporting experience
  • Good communicator with strong inter-personal skills, sharing information in a clear concise manner.

More Information

  • Job type : Permanent

Company Overview

HSBC Vietnam
If you are looking for a career that will help you to stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the...Detail

Assistant AML Investigation and Analysis Manager (GCB6), External Investigative Reporting

HSBC Vietnam

Get email alerts for new jobs

Setup Email alerts

Employment Information
Similar jobs

About us

HSBC Vietnam

Employment Information

Assistant AML Investigation and Analysis Manager (GCB6), External Investigative Reporting

  • Job level Experienced (Non - Manager)
  • Salary Competitive
  • Deadline to apply 08/12/2019
  • Industry Banking