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CV/CVCC Tuân thủ - Compliance Senior Officer

Updated: 12/09/2019

Employment Information


  • Insurance
  • Travel opportunities
  • Health checkup
  • Training & Development
  • Salary review

Job Description

- Develop and operate a compliance management framework, including policies, methods, process and procedures.
- Develop a list of compliance obligations of LotteFinance in business activities.
- Develop and operate a monitoring and compliance reporting system.
- Coordinate with the relevant departments to organize compliance training for the whole system.
- Review, assure the quality of work performance, service results and compliance with the SLA in the respective areas of responsibility.
- Update legal documents, assess the impact of new legal documents on the operation of LotteFinance.
- Assist other units throughout the system to carry out activities and transactions in accordance with the provisions of law relating to the area in charge.
- Evaluate the effectiveness of the internal control system;
- Establish orientation, identify objectives, make plans and propose sessions/subjects for controlling the compliance of the whole system in each period of time.
- Carry out compliance checks as assigned, make reports on inspection results, propose recomment and solutions to limit and / or overcome risks.
- Supervise and urge other units to overcome their violations; To synthesize, statistic and evaluate the results of compliance control in order to detect and propose solutions to limit violations, prevent violations and raise compliance attitude;
- Focal point or coordinate in monitoring and supervising the revision according to the recommendations of the inspection and examination teams of the State Bank;
- Focal point for supplying documents, coordinating with independent auditors on auditing the internal control system;
- Participate in the development, improvement of procedures and regulations related to the assigned field;
- Other duties as assigned by the manager and / or Head of Compliance and Legal Division.

Job Requirement

- Qualifications: Graduated from university majoring in finance, banking, economics, law or related fields
- Have knowledge of LotteFinance system;
- Have knowledge of products, services, processes and regulations in the retail banking sector;
- Have general knowledge of law, extensive knowledge of banking and finance, preferring the retail banking.
- Experienced in Internal Audit, Compliance Control, Credit Supervision, Risk Management in Credit Institutions for 3 years or more.
- Prefer experience in management (titles from team leader, head of an unit or equivalent).
- Foreign language: English (TOEIC, TOEFL, IELTS)/ prefer Korean (TOPIK)

More Information

  • Job type : Permanent

Company Overview


Founded in 1948, LOTTE is one of the largest global groups in Korea and is engaged in a variety of businesses including construction, chemistry,...Detail

CV/CVCC Tuân thủ - Compliance Senior Officer


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