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HSBC Vietnam

Monitoring Manager, Regulatory Compliance (GCB 6)

HSBC Vietnam
Updated: 23/05/2019

Employment Information

  • Work location: Ho Chi Minh


  • Industry: Banking

    Deadline to apply: 31/05/2019

  • Job level:

Job Description

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

In this role, you will:

  • Proactively identify key emerging compliance risks across all RC categories and interface appropriately with other RC teams and senior management.
  • Provide greater understanding of the potential impact and associated consequences/failings of significant new or emerging risks.
  • Proactively work with the Business and Stakeholders to develop policies and procedures as required.
  • Provide innovative and effective solutions based on SME knowledge that assist the Business / Function.
  • Proposing, managing and tracking the resolution of subsequent risk management actions.
  • Support the delivery of RCMAT Dynamic Rolling Plan
  • To deliver effective RCMAT reviews
  • Ensure progress on reviews and findings are captured on the management information (MI) tracker.
  • Maintain an open channel of communication with external Regulators in order to direct and respond to Regulatory enquires.
  • Face key Business decision makers within the Bank and ensure a clear and open channel of communication with management so information, questions, and concerns of HSBC can be directed to the proper stakeholders in a prompt and efficient manner.
  • Engage with RC and Business on emerging themes and compliance risks that could impact business.
  • Collaborate with RC (Conduct) policy owners on horizon risks that may impact business.
  • Collaborate with Business and Functional managers on any relevant RC MAT key findings or open issues.

Job Requirement

To be successful in the role, you should meet the following requirements: 

  • Bachelor Degree holder in a related discipline
  • Significant compliance or possibly relevant audit / risk experience covering a wide range of business areas.
  • Strong risk and control assessment, testing and report writing skills
  • An excellent understanding of the regulatory environment and expectations,  interpretation of  regulatory rules and guidance together with and other relevant regulations, codes.
  • Strong interpersonal skills with the ability to communicate effectively with relevant stakehoders e.g. Regulatory Compliance, Bussiness/Funtion, Operational risk, Internal Audit ... at Country and Region towards problem solving
  • Discipline towards Planning, Excecution, Delivery within required timelines
  • Ability to support decisions with sound reasoning. Ability to clearly articulate business and regulatory implications of analysis and findings.
  • Highly motivated self starter with proven ability to work collaboratively within teams and to deliver on time.

More Information

  • Job type : Permanent

Company Overview

HSBC Vietnam
If you are looking for a career that will help you to stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the...Detail

Monitoring Manager, Regulatory Compliance (GCB 6)

HSBC Vietnam

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